How to Withdraw from a Partnership in India
Starting a new business with a partner is exciting, isn’t it? But, as seen at times, things do not always quite go as expected. Any of the partners, voluntaril ...
Research Analyst SEBI Registration
Ensure compliance and enhance your credibility as a Research Analyst with our comprehensive services.
10000+
Happy Customers
15+
Industry Experience
50+
Experience CA + Lawyers
Free Consultation by Expert
- Make an application to SEBI in Form A;
- Submit the required documents along with the application and pay the prescribed application fee;
- Clarification may be sought by SEBI in some matters hence you need to reply;
- SEBI may approve the application;
- Then you need to pay the registration fee, and finally, the registration certificate is issued by the SEBI.
- A professional qualification or PG degree or post graduate diploma in finance, accountancy, commerce, economics, business management,, capital market or financial services. Or,
- Professional qualification or PG degree or PG diploma accredited by All Indian Council for Technical Education, NAAC or National Board of Accreditation or any other council/board/body formed under an Act of Parliament in India for the said purpose or;
- A professional qualification by doing a PG program in the Securities Market from NISM for a duration of minimum of 1 year.
- The research analysts registered with SEBI and partners of research analyst should be having a NISM certification for research analysts as required by the Board or other certification recognized by the Board.
- For individuals (including proprietorship) and partnerships – the net tangible assets should be not less than Rupees 1 Lakh.
- For companies and LLPs – the networth should be not less than Rupees 25 lakhs.
- Help you to develop and implement a strong internal control framework to manage conflicts of interest, maintain confidentiality, and ensure the accuracy of research reports.
- Conducting risk assessments to identify and evaluate potential compliance risks faced by Research Analysts.
- Get expert advice on the latest SEBI regulations and compliance requirements and be ensured you are adhering to all compliance requirements
- Tracking compliance incidents, identify areas for improvement, and report on their compliance performance to regulatory authorities.
Mr. Manish is highly professional. We get the best service and advice. Very punctual and dedicated team, always stays upfront in informing anything to avoid obligations. Thank you so much.
Raman Shukla
COO at VSERV Infosystems & Founder VSERV Academy
Mr. Manish Mishra's team provided invaluable guidance and expertise in Fintech and NBFC advisory, helping us navigate complex financial regulations and achieve remarkable growth in our business. Their insights are truly a game-changer.
Abhishek M R
Managing Director AMR FINANCE PVT LTD
Mr. Manish, as our Virtual CFO, has been instrumental in propelling our business to spontaneous growth. His expert guidance and strategic insights have transformed our financial landscape, paving the way for remarkable success.
Ajay Kumar
Founder & CEO - Eagabriz Shipping Pvt Ltd
A research analyst is in charge of writing or publishing a research report’s material. Additionally, they give research reports, price targets, or opinions on publicly traded securities that are already listed or are in the process of being listed on a stock market.
A research report means any written or electronic communication that includes research analysis or research recommendation or ana opinion concerning securities or public offer, providing a basis for an investment decision.
NISM Research analyst 15 .
Why LLP Registration is the Best Option for You
A Limited Liability Partnership (LLP registration), as the name proposes, is a corporate business entity that enables a partnership between the business partne ...
5 Reasons to Register Your Partnership Firm
Most start-ups in recent times are thus evolving as partnership firms. Predominantly, the business types in India are either proprietorship firms or partnershi ...