How to Withdraw from a Partnership in India
Starting a new business with a partner is exciting, isn’t it? But, as seen at times, things do not always quite go as expected. Any of the partners, voluntaril ...
Merchant Banker Registration with SEBI
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- Capital Raising: Facilitate effective capital mobilization for businesses.
- Expert Advisory: Provide expert financial and managerial advice.
- Due Diligence: Conduct thorough due diligence for transparency and investor confidence.
- Underwriting Support: Offer underwriting services for securities issues.
- Compliance Assurance: Ensure compliance with SEBI regulations.
- Market Insight: Provide valuable insights into market trends and conditions.
- Mergers and Acquisitions: Assist in strategic financial decisions for mergers and acquisitions.
- Risk Management: Implement effective risk management strategies.
- Public Issue Management: Oversee and manage public issues seamlessly.
- Investor Protection: Contribute to safeguarding investor interests through ethical practices.
- A minimum educational qualification, often a graduate degree in finance, economics, business administration, or a related field.
- Relevant work experience in financial services, capital markets, or related sectors, demonstrating a thorough understanding of financial markets.
- The entity should have adequate infrastructure, including an office with necessary facilities.
- A minimum prescribed net worth to ensure financial stability and capability to undertake merchant banking activities.
- Employing qualified personnel with expertise in various aspects of merchant banking operations.
- Demonstrated good track record, integrity, and ethical business conduct.
- Obtaining registration from SEBI by submitting a formal application along with the required documentation.
- Commitment to comply with SEBI regulations and guidelines for merchant bankers.
- The applicant and its key personnel should not have faced adverse regulatory actions in the past.
- Demonstrating financial soundness and stability.
- Assist businesses in comprehending the complex MB regulatory framework and provide insights into the applicable registration requirements, capital adequacy norms, code of conduct, and reporting obligations.
- Guide businesses through the Merchant Banker registration and licensing process, which involves preparing and submitting the necessary application to SEBI.
- Help businesses establish a robust compliance framework to adhere to merchant banker regulations on an ongoing basis. This includes developing internal control policies, implementing risk management measures, and conducting regular compliance audits.
- Assist businesses in conducting due diligence on issuers and structuring securities offerings.
- Get assistance to comply with post-issue obligations, such as maintaining investor records, providing periodic reports to SEBI, and addressing investor grievances.
- Conducting risk assessments to identify and mitigate potential compliance risks associated with activities.
Mr. Manish is highly professional. We get the best service and advice. Very punctual and dedicated team, always stays upfront in informing anything to avoid obligations. Thank you so much.
Raman Shukla
COO at VSERV Infosystems & Founder VSERV Academy
Mr. Manish Mishra's team provided invaluable guidance and expertise in Fintech and NBFC advisory, helping us navigate complex financial regulations and achieve remarkable growth in our business. Their insights are truly a game-changer.
Abhishek M R
Managing Director AMR FINANCE PVT LTD
Mr. Manish, as our Virtual CFO, has been instrumental in propelling our business to spontaneous growth. His expert guidance and strategic insights have transformed our financial landscape, paving the way for remarkable success.
Ajay Kumar
Founder & CEO - Eagabriz Shipping Pvt Ltd
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