Merchant Banker Registration with SEBI

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    Merchant Banker Registration & Compliances

    Individuals and firms aspiring to engage in the securities market must secure a merchant banker registration from SEBI, India's regulatory authority. Holders of this registration possess the authority to facilitate capital raising activities, manage public issues, and provide financial advice. SEBI mandates due diligence, compliance with regulations, and adherence to a prescribed code of conduct. Without a valid merchant banker registration, conducting or advertising such financial services is prohibited, and legal consequences may apply. 

    Seek our assistance for merchant banker registration or compliance guidance.


    Benefits of Merchant Banker

    Merchant bankers play a pivotal role in the financial landscape, offering a range of advantages for businesses and investors alike.


    Eligibility Criteria to become a merchant banker

    To become a merchant banker in India, individuals or entities must meet specific eligibility criteria as outlined by the Securities and Exchange Board of India (SEBI). The criteria typically include:

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    post-registration Merchant Banker compliances

    We offer comprehensive range of services to help businesses comply with all applicable regulations and protect their reputation.


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    Have Questions?
    Find Answers Here

    As per the SEBI (Merchant Bankers) Amendment Regulations, 1999, effective from September 30, 1999, merchant bankers are required to submit a registration fee of Rs. 5 lakhs upon receiving the certificate from the Board. This fee must be settled within 15 days upon receipt of notification from the Board.

    A “merchant banker” refers to an individual involved in the trade of issue management, facilitating the selling, buying, or subscribing to securities. This includes acting as a manager, consultant, advisor, or providing corporate advisory services concerning such issue management activities.

    The initial cost comprises an INR 50,000 non-refundable application fee. Subsequently, a registration fee of INR 20,00,000 is payable to the Board by the Merchant Banker. This amount must be settled within 15 days from the receipt of communication from the Board by the applicant.

    Stockbroking, Merchant banking NBFCs are regulated by SEBI.


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