Insurance Intermediaries compliances

Ensure seamless Insurance Intermediaries registration and compliance with our expert guidance.


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    Insurance Intermediaries registration and compliances

    All insurance intermediaries not affiliated with an insurance company, whether legally, commercially, or otherwise, must undergo mandatory registration. This requirement encompasses both individuals and legal entities (Article 43, paragraph 1 of the ISA).

    We are specializing in aiding insurance compliance teams, offering comprehensive support for various compliance responsibilities. Whether it's facilitating file reviews for client sales, overseeing the compliance monitoring process from start to finish, or enhancing employee compliance for fit and proper or policy attestations, we streamline and simplify the compliance journey for insurance intermediaries.

    Consult us for Insurance Intermediaries registration or compliance guidance.


    Financial & other requirements for insurance intermediaries

    To register as an insurance intermediary in India, an applicant must meet the following requirements:


    Regulations for insurance intermediaries By IFSCA

    60 Minutes Strategic Planning Consultation:

    Rs. 1999/-(Now Just Rs. 999/-*)

    Click on "Book Consultation" button below to book consultation. Once you complete the booking transaction, then you will be redirected back here to schedule appointment and it will be clearly explained on that page "how you can schedule call" . 


    post-registration insurance intermediaries compliances

    We offer comprehensive range of services to help businesses comply with all applicable regulations and protect their reputation.


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    Have Questions?
    Find Answers Here

    Intermediaries have the option to provide additional services beyond selling insurance products, including managing policy documents, handling claim applications, and facilitating policy renewals for policyholders.

    Insurance intermediaries act as a vital link between consumers looking to purchase insurance policies and insurance companies aiming to sell these policies. Insurance brokers are authorized by the IRDA and operate under the governance of the Insurance Regulatory and Development Authority (Insurance Brokers) Regulations of 2002.

    There are four main types of intermediaries, Agents/Brokers, Wholesalers/Distributors, Retailers, and Specialized Intermediaries.

    In the financial sector, brokers serve as intermediaries equipped with the authorization and know-how to procure securities on behalf of investors. These investment opportunities encompass a wide array of offerings such as securities, stocks, mutual funds, exchange-traded funds (ETFs), and even real estate.


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