Registered Investment Advisor (RIA)

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    Investment Advisor(RIA) Registration & Compliances

    Investment advisors are specialists who provide clients with advice and assistance in areas related to financial matters. Investment advisors provide advice on all monetary topics, such as insurance plans for financial planning or investment strategies. One has to obtain a certificate of registration from SEBI to pursue a career as an investment advisor in India.

    SEBI regulates the registration of Investment Advisors (IAs) under the SEBI (Investment Advisers) Regulations, 2013. The regulations define an investment advisor as someone who advises about investing in securities or provides research analysis.

    Consult us for RIA registration or compliance guidance.


    Procedure for Investment Advisor Registration

    Fee-only advisors have to be registered as an Investment Advisor (RIA) with SEBI

    Commission-only advisor has to get certain certifications such as


    Eligibility Criteria for Registered Investment Adviser

    To be a registered RIA, one must have the following. 

    60 Minutes Strategic Planning Consultation:

    Rs. 1999/-(Now Just Rs. 999/-*)

    Click on "Book Consultation" button below to book consultation. Once you complete the booking transaction, then you will be redirected back here to schedule appointment and it will be clearly explained on that page "how you can schedule call" . 


    SEBI-Registered investment adviser compliances

    We offer comprehensive range of services to help businesses comply with all applicable regulations and protect their reputation.


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    Mr. Manish, as our Virtual CFO, has been instrumental in propelling our business to spontaneous growth. His expert guidance and strategic insights have transformed our financial landscape, paving the way for remarkable success.

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    Founder & CEO - Eagabriz Shipping Pvt Ltd


    Have Questions?
    Find Answers Here

    The Securities and Exchange Board of India regulates an RIA (Registered Investment Advisor) under the SEBI (Investment Advisers) Regulations 2013. Under the regulation, every entity is required to obtain a certificate of registration from SEBI or any other licensed institution unless an exemption specifically applies.

    Under how to become an independent advisor, an individual must have a net worth of Rs 5 lakh to be eligible for applying for an RIA (Registered Investment Advisor) certificate.

    An RIA (Registered Investment Advisor) is a financial advisor registered with a regulatory agency like SEBI. It has a fiduciary duty to act in their client’s best interests. 

    A financial advisor is a broad term that can refer to many professionals who provide financial advice, including RIAs, but may not necessarily have the same legal obligations.


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